How it works
Step 1
Provide your current plan data.
Step 2
Have an initial 15-minute consultation phone call
Step 3
Get paid cash $$$
Advisors often neglect underperforming 401(k) plans due to low revenue contribution, leading to compliance risks, client dissatisfaction, and potential loss of business.
We propose a partnership where the firm specializes in 401(k) management, allowing wealth managers to offload these plans while maintaining client relationships.
SMOOTH TRANSITION
Advisors get paid while transitioning clients properly, with no immediate changes to record keepers or TPAs.
PROTECTED PARTNERSHIPS
Agreements protect advisors from competition, ensuring you can stay involved if desired and maintain client relationships.
SIMPLIFIED ADMINISTRATION
The firm takes over administration and fiduciary responsibilities, allowing you to focus on your clients.
Advisor Reviews
Discover what advisors say
I sold 3 plans and it was extremely easy. I have $25K in my bank account in less than 72 hours.
Bob
Advisor from Kansas City
I sold 3 plans and it was extremely easy. I have $25K in my bank account in less than 72 hours.
Bob
Advisor from Kansas City
I sold 3 plans and it was extremely easy. I have $25K in my bank account in less than 72 hours.
Bob
Advisor from Kansas City
Scalable 401(k) management platform
For wealth managers with small 401(k) plans who want to offload management but retain relationships, we provide a seamless B2B service that allows them to transition 401(k) plans with minimal effort while receiving compensation.
TURNKEY SOLUTION
Offload 401(k) management without losing credibility with clients. Enjoy a seamless transition with no initial disruption to record keepers or TPAs.
COMPLIANCE & SECURITY
Benefit from built-in fiduciary risk management, ensuring compliance and security for your 401(k) plans.
REVENUE-SHARING MODEL
Our revenue-sharing model incentivizes wealth managers to transition plans, providing compensation while maintaining client relationships.
FAQs
Most independent advisors who own their book of business can partner with us. We have attorneys who would be glad to review your employment contract and help you make this determination.
(K)Plans is a defined contribution and defined benefit investment advisory firm located in St. Louis. They are specialists in the industry and have the resources to properly service clients, take on a fiduciary capacity, and educate the participants. They have been in business since 2009 and have clients all across the country.
www.kplansonline.com7 days
(K)Plans currently has existing relationships with outside advisors all over the country. They are an extremely professional firm and will allow you to control the timing, the instructions, and the run point on all existing communications.
Yes, there are multiple ways to partner with us and if you would like to be involved from an education standpoint then you can continue to do that. (K)Plans will handle all of the plan-level servicing.